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TRANSMITTAL OF INFORMATION DISCLOSURE STATE 
(Under 37 CER 1.97(b) or 1.97(c)) 



DT03 Rec'd PCT/PTO Q 3 JAN 20115 



Fa 



Docket No. 
3187.00003 



In Re Application Of: 
Chbiu-Tsu Lin 



m 03 



Application No. 


Filing Date<K 


^/Examiner 


Customer No. 


Group Art Unit 


Confirmation No. 


10/505,241 






48924 







Title: 

SURFACE BASE-COAT FORMULATION FOR METAL ALLOYS 



Address to: 
Commissioner for Patents 

P.O. Box 1450 
Alexandria, VA 22313-1450 



37 CFR 1.97(b) 

1. IS The Information Disclosure Statement submitted herewith is being filed within three months of the filing 
of a national application other than a continued prosecution application under 37 CFR 1.53(d); within 
J three months of the date of entry of the national stage as set forth in 37 CFR 1 .491 in an international 

application; before the mailing of a first Office Action on the merits, or before the mailing of a first Office 
Action after the filing of a request for continued examination under 37 CFR 1.114. 



37 CFR 1.97(c) 

2. □ The Information Disclosure Statement submitted herewith is being filed after the period specified in 37 
CFR 1.97(b), provided that the Information Disclosure Statement is filed before the mailing date of a 
Final Action under 37 CFR 1.113, a Notice of Allowance under 37 CFR 1.311, or an Action that 
othenwise closes prosecution in the application, and is accompanied by one of: 



□ the statement specified in 37 CFR 1.97(e); 

OR 

□ the fee set forth in 37 CFR 1 .1 7(p). 



P10A/REV04 



TRANSMITTAL OF INFORMATION DISCLOSURE STATE 
(Under 37 CFR 1.97(li^or L97(c)) 



Docket No. 
3187.00003 



In Re Application: 
Chhiu-Tsu Lin 



Application No. 


Filing Date^^ 


^^aminer 


Customer No. 


Group Art Unit 


Confirmation No. 


10/505,241 






48924 







Title: 

SURFACE BASE-COAT FORMULATION FOR METAL ALLOYS 



□ 



□ 



Payment of Fee 
(Only complete if Applicant elects to pay the fee set forth in 37 CFR 1.1 7(p)) 

A checl< in the amount of is attached. 

The Director is hereby authorized to charge and credit Deposit Account No. 11-1449 
as described below. 

□ Charge the amount of 

13 Credit any overpayment. 

IS Charge any additional fee required. 

Payment by credit card. Form PTO-2038 is attached. 

WARNING: Information on this form may become public. Credit card information should not be 
included on this form. Provide credit card information and authorization on PTO-2038. 



Certificate of Transmission by Facsimile* 



I certify that this document and authorization to charge deposit 
account is being facsimile transmitted to the United States 
Patent and Trademark Office (Fax. No. 



(Date) 



Signature 



Typed or Printed Name of Person Signing Certificate 




Certificate of Mailing by First Class Mail 



I hereby certify that this correspondence is being deposited 
with the United States Postal Service with sufficient postage 
as first class mall In an envelope addressed to 
"Commissioner for Patents, P.O. Box 1450, Alexandria, VA 
22313-1450" [37 CFR 1.8(a)] on 
12-30-04 



A (Date) 




Signature of Pehon Mailing Correspondence 
Connie Herty 



Typed or Printed Name of Person Mailing Certificate 



paying by 



Dated: December 30, 2004 



enneth 1. Kohn, Reg. No. 30,955 
KOHN & ASSOCIATES, PLLC 
30500 Northwestern Highway, Suite 410 
Farmington Hills, Michigan 48334 
(248) 539-5050 



cc: 



P10A/REV04 



^ 609 ' f ,0.^'^''^ ^BKnUAL OF PATENT EXAMINING^bcEDURE 

PTO/SB/08 (2-92) Sheet 1 of 1 



Form PTO- ^ 

INFORMATION DISCLOSURE CITATION 
IN AN APPLICATION 

{Use several sheets if necessary) 


Docket Number (Optional) 

3187.00003 


1 Application Number 

1 10/505,241 


Applicant 

Chhiu-Tsu Lin 


Filing Date 

08-20-04 


Group Art Unit 

Unknown 


U.S. PATENT DOCUMENTS 


EXAMINER 
INITIAL 


DOCUMENT NUMBER 


DATE 


NAME 


CLASS 


SUBCLASS 


FILING DATE 
IF APPROPRIATE 




5,077.332 


12.31.1991 


Blattler et al 










5,451,431 


09.19,1995 


Pumell et al 










5,879.436 


03.09.1999 


Kramer et al 










6,437,036 81 


08.20.2002 


Gessner et al 








FOREIGN 


PATENT DOCUMENTS 




DOCKET NUMBER 


DATE 


COUNTRY 


CLASS 


SUBCLASS 


TRANSLATION 


YES 


NO 




61-58552 


1986 


Japan (Examined) 












58-22383 


1983 


Japan (Unexamined) 












62-83478 


1987 


Japan (Unexamined) 












63-96275 


1988 


Japan (Unexamined) 












7-33583 


1995 


Japan Patent Publication 












5-230666 




Japan (Unexamined) 












3-183790 




Japan (Unexamined) 












2-222556 




Japan (unexamined) 












6-321851 




Japan (unexamined) 












8-48916 




Japan (Unexamined) 












7-188951 




Japan (Unexamined) 












JP-A-9-176894 




Japan Patent 












JP-A-9-228062 




Japan Patent 












JP-A-9-176894 




Japan Patent 










OTHER DOCUMENTS {Including Author, Title, Date Pertinent Pages, Etc.) 




EXAMINER 


DATE CONSIDERED 


EXAMINER: Initial if citation considered, whether or not citation is in conformance with MPEP § 609. Draw line through 
citation if not in conformance and not considered. Include copy of this form with next communication to the applicant. 



PTO/SB/ 08 (2-92) Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE 



Rev. 3, July 1997 600-104